Will has represented clients in numerous SEC investigations.  These cases involve federal statutes and regulations that give the government broad powers to investigate and charge people for a variety of transactions.

Will uses his experience as a litigator to advise clients on how to respond to SEC allegations and challenge them in court.  He also uses his experience in previous investigations to help clients develop a strategy for obtaining the best outcome in an SEC investigation.

In particular, Will has helped clients facing both criminal and SEC investigations arising from the same conduct avoid additional fines and penalties from the SEC.  And he has represented clients in meetings, negotiations, and court proceedings with the SEC.